Federal Constitutional Court - Press office -
Press release no. 18/2011 of 22 February 2011
Judgment of 22 February 2011 – 1 BvR 699/06 –
Freedom of Assembly also Applies at Frankfurt Airport
I. Facts of the case
1. Frankfurt am Main Airport is operated by Fraport Aktiengesellschaft
(Fraport AG), a stock corporation. The majority of its shares are in
public ownership, divided between the Land (state of) Hesse and the City
of Frankfurt am Main. Apart from the infrastructure which serves to
handle air traffic, the airport comprises numerous facilities for
consumer and leisure purposes which are open to the general public.
2. The complainant is a member of an “Initiative against Deportations”,
which objects to foreigners being deported with the cooperation of
private airlines. In March 2003, the complainant, together with five
other members of the initiative, distributed leaflets at a check-in desk
in the departure lounge of Frankfurt Airport which were directed against
a deportation. Fraport AG thereupon imposed an “airport ban” on her,
stating that a criminal complaint for unlawful entry would be initiated
against her as soon as she would again be found to “unjustifiedly” stay
at the airport. In an explanatory letter, Fraport AG informed the
complainant, making reference to its regulations for the use of the
airport, that collections, advertisements and the distribution of
leaflets required its consent and that “for reasons of smooth
operational procedure and for safety reasons,” it did, “as a matter of
principle, not” tolerate “demonstrations in the terminal that had not
been coordinated [with Fraport AG] beforehand”.
3. The action instituted by the complainant against Fraport AG before
the civil courts for a declaration that the ban on demonstrating and on
expressing one’s opinion imposed with regard to the premises of
Frankfurt Airport was unlawful remained unsuccessful in all instances.
By means of her constitutional complaint, the complainant inter alia
challenges a violation of her fundamental rights to freedom of
expression and freedom of assembly by the contested civil-court
decisions.
II. The Federal Constitutional Court’s decision
The First Senate of the Federal Constitutional Court has decided with
7:1 votes that the contested civil-court decisions violate the
complainant’s fundamental rights to freedom of expression under Article
5.1 sentence 1 of the Basic Law (Grundgesetz – GG) and to freedom of
assembly under Article 8.1 GG, and has hence annulled them. The matter
has been referred back to the Local Court (Amtsgericht) of Frankfurt am
Main for a new ruling.
III. In essence, the decision is based on the following considerations:
1. In its relation to the complainant, Fraport AG is directly bound by
the fundamental rights. The use of private-law forms of organisation
does not exempt state authority from its being bound by the fundamental
rights pursuant to Article 1.3 GG. Like public enterprises that are in
the sole ownership of the state and are organised in the forms of
private law, enterprises owned both by private owners and the state
(gemischtwirtschaftliche Unternehmen) on which the public authority has
a controlling influence, are directly bound by the fundamental rights.
Pursuant to Article 1.3 GG, the fundamental rights shall bind the
legislature, the executive and the judiciary as directly applicable law.
They do not only apply to certain areas, functions or forms of action of
the state’s assumption of its responsibilities but comprehensively bind
state authority in its entirety. Article 1.3 GG is based on a
fundamental distinction: while the citizen as a matter of principle is
free, the state as a matter of principle is bound. Accordingly, the
citizen is not directly bound by the fundamental rights but is
recognised through them by the state as a free person who is responsible
him or herself with regard to developing his or her personality. The
imposition of obligations on the citizen by the legal order is relative
and, as a matter of principle, limited from the outset; with regard to
the imposition of obligations on the citizen, the state achieves a
balance between the different holders of fundamental rights, thus
indirectly bringing the fundamental rights to bear between them. In
contradistinction to this, the state assumes its responsibilities in a
fiduciary capacity on behalf of the citizens and is accountable to them.
Its activities do not constitute an expression of free, subjective
convictions through which personal individuality is realised. Instead,
they keep a respectful distance to the different convictions held by the
citizens and accordingly, the constitution comprehensively and directly
commits the state’s activities to the fundamental rights. This also
applies where the state makes use of the civil law when assuming its
responsibilities.
The direct binding force of the fundamental rights does not only apply
to enterprises which are completely in public ownership but also to
enterprises owned both by private owners and the state on which the
public authority has a controlling influence. As a general rule, this is
the case if more than half of the shares are publicly owned. The
assumption that not only the shareholders but also the respective
enterprise itself are directly bound by the fundamental rights
corresponds to the enterprise’s nature as a single operating entity;
this assumption ensures an effective binding force of the fundamental
rights irrespective of whether, to what extent and in what form the
owner or owners can exert an influence under company law on the
management of business and of how, in the case of enterprises with
different public shareholders, a coordination of the influence rights of
several public owners can be guaranteed. This does not unjustifiably
curtail the private shareholders’ rights: it is their free decision
whether or not to participate in an enterprise on which the public
authority has a controlling influence. Even if the majority situation
changes only subsequently, they are, as is the case with other changes
of majority situations, free to react to such change. Their legal
position as holders of fundamental rights, especially of the fundamental
right to property, directly vis-à-vis the public shareholders or
vis-à-vis public authority in general remains unaffected at any rate.
2. The contested decisions violate the complainant’s freedom of
assembly.
a) The area of protection of the freedom of assembly applies here. The
freedom of assembly guarantees the holders of the fundamental right
inter alia the right to freely determine the location of the assembly.
However, it does not thereby provide them with the right of access to
any location. In particular, assemblies cannot be organised without
further ado on freely chosen private property. The freedom of assembly
is, however, not restricted to public street space either. Instead, it
ensures that assemblies can also be held in other places in which a
public enterprise has opened a general public traffic. If today, the
communication function of public streets and places is complemented to
an increasing extent by other forums such as shopping centres or other
meeting places, the traffic areas of such facilities cannot be exempted
from the freedom of assembly to the extent that a direct binding force
of the fundamental rights exists or that private individuals can be
burdened through the indirect binding force of the fundamental rights in
conflicts between private parties. This applies irrespective of whether
the areas are located in premises of their own or are connected with
infrastructure facilities, and whether they are indoors or outdoors.
Places of general traffic for communication purposes, which, apart from
public street space, can be used for organising assemblies are first of
all only places which are open and accessible to the general public. In
contrast, on the one hand, places the access to which is controlled
individually and is only permitted for individual, restricted purposes
are excluded from such use. On the other hand, the question of whether
such a place that is located outside public streets, paths and places
can be deemed a public space of communication can be answered according
to the concept of the public forum. The characteristic of the public
forum is that a variety of different activities and concerns can be
pursued in it which results in a varied and open communication network.
The meetings intended by the complainant fall within the area of
protection of the freedom of assembly because they also concern areas of
Frankfurt Airport which are designed as places of general traffic for
communication purposes.
b) The contested decisions encroach upon the freedom of assembly. In
general, the provisions of the Assembly Act (Versammlungsgesetz), as the
legal basis of encroachments by the authorities competent with regard to
assemblies and by the police, also apply at Frankfurt Airport. Apart
from this, encroachments by the airport operator can also rely on the
right under private law of the owner of premises to undisturbed
possession pursuant to § 903 sentence 1, § 1004 of the Civil Code
(Bürgerliches Gesetzbuch – BGB) as a law restricting the freedom of
assembly within the meaning of Article 8.2 GG. Assemblies in places of
general traffic for communication purposes are outdoor assemblies within
the meaning of Article 8.2 GG. This applies irrespective of whether the
places which are open to the public are located out in the open or in
closed buildings. What is decisive is that assemblies in such places for
their part take place in a public space, i.e. surrounded by the general
public and not spatially separated from it.
c) The encroachment is not justified because the ban, which has been
confirmed by the civil courts, is disproportionate. In principle, the
authorisations under civil law cannot be interpreted in such a way that
they go beyond the limits set by constitutional law to the authorities
competent for assemblies. Under these limits, banning an assembly only
comes into consideration if there is a direct danger, which can be
ascertained from recognisable circumstances, to fundamental legal
interests that rank equally with the freedom of assembly. This, however,
is not an obstacle to specifically responding to the special potential
danger involved with assemblies in an airport and to paying due account
to the rights of other holders of fundamental rights. Here, the fact
that an airport, in its primary function as a place in which air traffic
is organised, is especially sensitive to disruptions also justifies
restrictions that would not have to be tolerated under the precept of
proportionality in public street space. The airport operator can
establish, under the proviso of the requirements of constitutional law,
transparent rules for the exercise of the right of assembly in the
airport which are adapted to the situation of the location and
especially to its specific conditions of operation, such as danger
situations. The sovereign powers of the authorities competent for
assemblies and of the police forces on the location remain unaffected by
such rules.
In the instant case, however, the ban imposed on the complainant
prohibits her, without the existence of the forecast of a specific
danger, from organising any assembly in every area of the airport for an
unlimited period of time unless permission to organise such assemblies
has been granted beforehand by Fraport AG on the basis of a
fundamentally discretionary decision. This is not compatible with the
freedom of assembly.
3. The contested decisions also violate the complainant’s freedom of
expression.
a) The freedom of expression is also guaranteed to the citizens only in
places to which the citizens actually gain access. Unlike in the case of
Article 8.1 GG, the expression of opinion is broader already with regard
to its area of protection, and it is not restricted to public forums
that serve communication. For contrary to the freedom of assembly, which
is exercised collectively, the exercise of the freedom of expression, as
a right of the individual, as a general rule does not imply a particular
need for space and also does not initiate a traffic of its own that
typically results in nuisance. As a right of the individual, the
citizens are fundamentally entitled to it wherever they are in a given
moment.
b) The ban, which has been confirmed by the civil courts, prohibiting
the complainant from distributing leaflets in the airport without
previously obtaining permission from Fraport AG is disproportionate. The
wish to create a “feel-good atmosphere” in a sphere which is strictly
reserved to consumer purposes and which remains free from political
discussions and controversies in society cannot be invoked as a
legitimate purpose for restricting the freedom of expression. What is
also out of the question are bans which serve the purpose of preventing
certain expressions of opinion for the sole reason that the airport
operator does not share them, disapproves of their content or regards
them as discrediting the business of an enterprise because of the
critical statements it contains. In contrast, the use of the airport
premises for disseminating opinions can be restricted and regulated
according to functional aspects for the protection of legal interests,
just as is the case with public street space. The restrictions must,
however, comply with the principle of proportionality. This at any rate
precludes generally prohibiting the distribution of leaflets in the
airport, and thus also in the areas designed as public forums, or making
it generally contingent on a permission. In contrast, to avoid
disruptions, restrictions applying to certain places, manners or points
in time of expressions of opin-ion in the airport are not on principle
precluded. However, the contested decisions do not comply with these
requirements.
Dissenting opinion of Justice Schluckebier:
1. The assumption of Fraport AG being directly bound by fundamental
rights is correct as regards its result; the reasoning, however, is not
sufficiently differentiated. The direct fundamental-rights commitment of
Fraport AG, in its capacity as a stock corporation owned both by private
owners and the state (gemischtwirtschaftliche Aktiengesellschaft), due
to the controlling influence held by several holders of public
authority, which, seen individually, are only minority shareholders
besides private shareholders, can only be justified if the public
shareholders have subjected their added participations in the share
capital to a legally binding coordination of their influence potential,
or if a synchronisation of interests is otherwise ensured. In the
instant case, this prerequisite of the assumption of a controlling
influence will probably be satisfied by the consortium agreement between
the Federal Republic of Germany, the Land and a holding company of the
City of Frankfurt. The Senate, however, does not make the coordination
of influence potentials, which is recognised in company law as the
standard for assuming a controlling influence, a requirement even though
the “public shareholders” may, depending on the political majority,
pursue divergent, possibly even opposite interests with regard to the
airport. Furthermore, with its assumption that company-law powers of
influence alone are unable to replace the fundamental-rights commitment
of such com-panies even if the majority of added shares is more than 50
%, the Senate majority creates a contradiction: if there were indeed
shortcomings with regard to influence, the stock corporation itself for
this very reason would not be permitted to be assigned to the executive
power (Article 1.3 GG). Furthermore, the executive power as exercised
state power is tied to its legitimisation by the people (Article 20.2
GG), which would not be sufficiently ensured if the possibilities of
exerting an influence on the part of the state authorities responsible
were insufficient.
2. The Senate majority extends the area of protection of the freedom of
assembly, and in doing so, the right to obtain access for assemblies to
so-called “public (meaning publicly accessible) forums”. It
distinguishes them from locations which according to the external
circumstances are available to the general public only for specific
purposes, or which predominantly serve one specific function. The
terminals of a major airport would have had to be exempted from the area
of protection already according to this definition because they
predominantly serve one specific function, namely the check-in of air
passengers. To the extent that they at the same time provide shopping
possibilities for travelling requisites, the “airport function”
nevertheless remains the absolutely dominant one.
The only consideration which the Senate puts forward in favour of the
extension of the area of protection is basically that “today, the
communication function of public streets and places” is “complemented”
to an increasing extent by public forums within the meaning of the
Senate majority’s definition. At present, however, the actual
circumstances do not justify this evaluation. Shopping centres and
restaurants have been integrated into major train stations or airports
for a long time without them having been regarded as a considerable
“competition” to public street space as a place for assemblies and
without them even bringing about a devaluation of public street space as
a place for assemblies. At present, there is therefore no reason to fear
that the communication function of the street spaces which are
conventionally used by the general public is undermined or even
systematically reduced by the creation of “public forums” within the
meaning of the judgment.
Apart from this, the grounds of the judgment promote an understanding
which suggests integrating also forums that are exclusively borne
privately into the area of protection of the freedom of assembly as
extended by the Senate majority. This would constitute a prior decision
with regard to the conflicting situation between the fundamental right
to property and the fundamental right of the freedom of assembly which
would be taken at the level of the area of protection, and which would
from the outset be in favour of Article 8 GG.
3. It is true that in its examination of proportionality with regard to
Article 8 GG, the Senate recognises the special sensitivity of the space
for assemblies which it has opened. However, the conclusions which the
Senate draws from this do not go far enough: In the terminals of a major
airport, an interference that is merely slight can rapidly turn into a
considerable, far-reaching disruption of operations, in particular if
certain areas must be closed, which may, due to the tight network of air
traffic, have effects on many other airports and their passengers. With
regard to the number of passengers and the intensity of the disruptions,
air passengers who want to exercise their freedom of movement and their
general freedom of action can be affected much harder by disruptions of
the operating procedures and possible closures than is generally the
case with assemblies in public streets and places. It is exactly because
of these specific features that the airport as one of major significance
requires particular protection. The Senate would have had reason to give
more specific indications with regard to location-specific possibilities
of restricting the organisation of assemblies (e.g. restrictions in
numbers so as to allow only small groups, and the exclusion of
processions in the airport premises). Apart from this, it would also
have been necessary to make it clear that the legislature has authority
to introduce more restrictive rules in the law of assembly for such
fragile “forums”.
This press release is also available in the original german version.
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